| 反洗钱跨组织多层次监测体系构建及其仿真验证 |
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| 引用本文： | 宋媚,张朋柱,薛耀文,刘璇. 反洗钱跨组织多层次监测体系构建及其仿真验证[J]. 系统工程理论与实践, 2011, 31(1): 1-7. DOI: 10.12011/1000-6788(2011)1-1 |
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| 作者姓名： | 宋媚 张朋柱 薛耀文 刘璇 |
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| 作者单位： | 1. 上海交通大学 安泰经济与管理学院, 上海 200052;2. 山西师范大学 管理学院, 临汾 041004 |
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| 基金项目： | 国家自然科学基金，山西省科技厅项目 |
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| 摘 要： | 针对金融机构“防卫性报送”产生的过量反洗钱报告问题,提出了跨组织多层次监测的解决思路.而后,运用计算机仿真,验证了聚类分析在账户层监测中的应用效果,证实了反洗钱跨组织多层次监测在聚焦异常账户、降低反洗钱报告错漏报概率上的有效性.跨组织多层次监测适用于分业经营的跨组织反洗钱监管模式,对于国内外反洗钱报告信息的提取与应用均具有一定的借鉴意义.
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| 关 键 词： | 反洗钱 流程创新 聚类分析 计算机仿真 |
| 收稿时间： | 2009-09-13 |
Anti-money laundering monitoring system for cross-organizational multi-level structure and its simulation |
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| SONG Mei,ZHANG Peng-zhu,XUE Yao-wen,LIU Xuan. Anti-money laundering monitoring system for cross-organizational multi-level structure and its simulation[J]. Systems Engineering —Theory & Practice, 2011, 31(1): 1-7. DOI: 10.12011/1000-6788(2011)1-1 |
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| Authors: | SONG Mei ZHANG Peng-zhu XUE Yao-wen LIU Xuan |
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| Affiliation: | 1. Antai College of Economics & Management, Shanghai Jiaotong University, Shanghai 200052, China;2. School of Management, Shanxi Normal University, Linfen 041004, China |
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| Abstract: | The paper presents anti-money laundering(AML) cross-organizational multi-level monitoring, a new solution to over-reporting due to financial institutionsdefensive submitted.Then it verifies the validity of using AML cross-organizational multi-level monitoring on the abnormal accounts focus,for it has lower Two Types of Errors,especially applying clustering analyzing to account layer monitoring.This is an effective method for separate operation and cross-organizational supervision.At the same time,it is mean... |
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| Keywords: | anti-money laundering process innovation clustering analyzing computer simulation |
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