| 我国证券市场的券商违规违法案例分析 |
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| 引用本文： | 田剑英.我国证券市场的券商违规违法案例分析[J].浙江万里学院学报,2003,16(1):74-77. |
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| 作者姓名： | 田剑英 |
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| 作者单位： | 浙江万里学院商学院,宁波,315100 |
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| 摘 要： | 承销业务、经纪业务、自营业务是券商的主要业务类型，文章从这三个业务类型入手，对我国证券市场上的券商违规违法案例进行了分析，指出了违规违法行为的危害性，并从内部人控制问题、资产质量、融资渠道及信息披露等方面，阐述了券商违规违法产生的原因，并由此提出了相应的对策。
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| 关 键 词： | 中国 证券市场 券商 违法案例 违规案例 信息披露 资产质量 案例分析 |
| 文章编号： | 1671-2250(2003)01-0074-04 |
| 修稿时间： | 2002年10月10 |
Violating the Law in Chinese Security Market |
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| TIAN Jian,ying.Violating the Law in Chinese Security Market[J].Journal of Zhejiang Wanli University,2003,16(1):74-77. |
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| Authors: | TIAN Jian ying |
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| Abstract: | Underwriting, commission business and self running business are main types of securities trader's business. The cases of securities trader who act against the law in Chinese security market have been analyzed in this paper, and the causes have been summarized in four aspects, i.e. insider control, low quality assets, financing channels and information announcement, etc. The countermeasures are suggested accordingly. |
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| Keywords: | security market security trader breaking and violating the law cause countermeasure |
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