制造过程资源消耗和环境影响分析模型及应用

制造过程的资源消耗和环境影响可以看成是一系列加工工艺单元资源消耗和环境排放的组合.利用IPO(input-process-output)图建立了一种包括制造过程工艺链及其输入输出关系的框架模型,提出了一种进行加工工艺资源消耗和环境影响之间关联性分析的方法,在此基础上,建立了一种集成各加工工艺输入和输出的制造过程资源消耗和环境影响分析模型.该模型能够对制造过程输入资源和输出环境影响之间的关系进行描述,为通过资源消耗减量化来降低环境排放提供技术支持.结合某阀体的制造过程进行了应用,验证了上述方法和模型的有效性和可行性.     

不完全市场下有违约风险的欧式期权定价

为了研究不完全市场对有违约风险欧式期权定价的影响,结合Klein的有违约风险期权处理方法和Cochrane与Saa-Requejo的不完全市场处理方法给有违约风险的欧式期权定价,得到不完全市场下有违约风险欧式期权的一般化定价公式.进一步推导出一些特定欧式期权的定价公式,并指出这些公式均为一般化定价公式的特例.结果表明定价公式结合了上述两个模型的优点,因此特别适合于给基于不可交易资产有违约风险期权定价.     

Preface

Different from traditional tax audit, supervision with self-audit is a combination of audit by the taxpayer himself and audit by the tax authority. This paper mainly studies a taxpayer’s optimal policy of tax evasion under supervision with self-audit and its related properties, in order to deduce some effective suggestions and theoretical bases to restrain tax evasion. Assuming that only a certain proportion of evaded tax can be discovered when the audit is executed, the authors first formulate a static model with self-audit. This model is divided into two stages. At the first stage, taxpayers declare their taxes, then the tax authority chooses audit objects, based on a known probability, and announces the result; if the taxpayer is chosen, he will enter the second stage, during which he has a chance to pay the evaded tax and the corresponding late fees and then is audited by the tax authority. The authors show the existence and uniqueness of the optimal amount of tax evasion at the first stage and the optimal proportion to self-expose at the second stage. The authors also discuss the related properties of the interior solution, and do elasticity analyses on some parameters. Besides, the authors extend the static model into the corresponding two-period model, and study the existence and uniqueness of the solution of the extended model. Finally, under the assumption that tax evasion can only be discovered with a certain probability when the audit is executed, the authors formulate another static model with self-audit and investigate its properties. This research is partially supported by the National Natural Science Foundation of China under Grant Nos. 60674082, 70221001, and 70731003.     

Tax Evasion: Models with Self-Audit

Different from traditional tax audit, supervision with self-audit is a combination of audit by the taxpayer himself and audit by the tax authority. This paper mainly studies a taxpayer＇s optimal policy of tax evasion under supervision with self-audit and its related properties, in order to deduce some effective suggestions and theoretical bases to restrain tax evasion. Assuming that only a certain proportion of evaded tax can be discovered when the audit is executed, the authors first formulate a static model with self-audit. This model is divided into two stages. At the first stage, taxpayers declare their taxes, then the tax authority chooses audit objects, based on a known probability, and announces the result; if the taxpayer is chosen, he will enter the second stage, during which he has a chance to pay the evaded tax and the corresponding late fees and then is audited by the tax authority. The authors show the existence and uniqueness of the optimal amount of tax evasion at the first stage and the optimal proportion to self-expose at the second stage. The authors also discuss the related properties of the interior solution, and do elasticity analyses on some parameters. Besides, the authors extend the static model into the corresponding two-period model, and study the existence and uniqueness of the solution of the extended model. Finally, under the assumption that tax evasion can only be discovered with a certain probability when the audit is executed, the authors formulate another static model with self-audit and investigate its properties.     

不确定奇异系统的Terminal滑模控制

针对一类不确定奇异系统,研究其Terminal滑模控制问题。通过非奇异线性变换把不确定奇异系统变换成受限等价形式,利用Lyapunov函数方法,首次提出了一种新的Terminal滑模控制策略,给出了特殊的Terminal滑模超曲面,设计了相应的滑模控制器,实现了滑模运动,保证了系统状态变量在有限时间内收敛到平衡点。给出数值算例,说明了方法的有效性。     

基于历史数据的测试任务约简和故障诊断

针对部队航电组件测试任务繁重、故障定位率低的问题,提出一种利用历史数据来简化测试任务、提高故障定位率的方法。利用粗糙集信息系统理论,建立了航电组件故障信息系统模型;基于测试任务辨识函数和诊断允许误差对测试任务进行约简;基于最短测试时间选出最优测试任务集;利用贝叶斯最大后验概率进行故障诊断推理,将诊断问题归结为不等式约束极值问题;用0-1规划隐数算法求得最优解。最后以某型飞机惯导部件为例验证了方法的快速有效性。     

X波段瞬态极化雷达射频前端关键技术研究

瞬态极化新体制雷达,通过单脉冲获得瞬时极化散射矩阵来提取目标特征信息,提高了雷达系统在复杂电磁环境中的探测、抗干扰和反隐身等方面能力。基于该雷达工作原理,提出“同时正交双极化”的射频前端设计方案,完成了国内首部瞬态极化雷达试验系统射频前端的研发。采用正交双通道和幅相一致性技术保证了雷达实现瞬态极化的功能,采用滤波技术保证了射频系统的频谱纯度;采用低噪声放大技术有效降低了接收机噪声系数;采用直接频率综合技术提高了射频系统频率稳定度和相参性能;结构集成一体化设计保证了射频收发前端的电磁兼容性能和便携性。射频前端测试结果均优于指标要求,并支持试验系统初步解决了目标极化散射特征提取与识别领域的基础性和共性难题。     

基于改进的圆投影向量的背景补偿方法

针对传统运动背景补偿算法难以适应大角度旋转的应用场合,提出了一种改进的圆投影向量的背景补偿方法。该算法首先利用图像熵自动选择合适的图像参考块,以增强算法的实用性;其次对传统的圆投影向量进行了改进,增加了相位向量以获取背景的旋转参量,并采用核函数定义各像素点的距离权值,从而可以获得更加准确的结果。最后给出了算法步骤,并利用实测数据进行验证。通过仿真实验证明了该算法在各种场景、各种运动情况下的有效性以及对噪声、光照等因素具有鲁棒性。     

含区间参数的战场资源动态调度模型及算法

战场资源调度是作战指挥领域研究的热点.首先描述了战场资源调度问题,分析了战场资源动态调度需求,在此基础上建立了包含区间参数的战场资源动态调度模型.然后设计了三种不同的贪心策略,分别为基本贪心策略、双重贪心策略和一致贪心策略,提出了模型求解的混合贪心算法.最后结合联合作战算例进行了仿真验证,结果表明本文方法可行优越,能应用于不确定性的战场环境中.     

舰船装备维修费单项预测集对分析与组合建模

根据集对分析的基本原理,结合基于误差大小的集对分析组合预测,给出了基于误差方向的集对分析组合预测和基于模型性能的集对分析组合预测;针对基于误差大小的集对分析组合预测建模过程中,从关联度的确定到组合权重的计算过程相对复杂、难以理解,推导简化了组合预测权重计算过程;针对集对分析中同一度为0时导致组合预测模型信息丢失的问题,提出了一种基于折扣的同一度、差异度、对立度转换处理方法。最后算例说明了该方法的有效性。