Explanation,analyticity and constitutive principles in spacetime theories

Much discussion was inspired by the publication of Harvey Brown's book Physical Relativity and the so-called dynamical approach to Special Relativity there advocated. At the center of the debate there is the question about the nature of the relation between spacetime and laws or, more specifically, between spacetime symmetries and the symmetries of laws. Originally, the relation was mainly assumed to be explanatory and the dispute expressed in terms of the arrow of explanation – whether it goes from spacetime (symmetries) to (symmetries of) laws or vice-versa. Not everybody agreed with a setting that involves leaving ontology out. In a recent turn, the relation has been claimed to be analytical or definitional. In this paper I intend to examine critically this claim and propose a way to generally understand the relation between spacetime symmetries and symmetries of laws as deriving from constitutive principles.     

On miracles and spacetime

What have recently been dubbed two ‘miracles’ of general relativity—(1) that all non-gravitational interactions are locally governed by Poincaré invariant dynamical laws; and (2) that, in the regime of experimental practice in which curvature effects may be ignored, the local Poincaré symmetries of the dynamical laws governing matter fields coincide with the local Poincaré symmetries of the dynamical metric field—remain unaccounted for in that theory. In this paper, I demonstrate that these two ‘miracles’ admit of a natural explanation in one particular successor theory to general relativity—namely, perturbative string theory. I argue that this point has important implications when considering both the ‘chronogeometricity’ (that is, the object in question being surveyed by rods and clocks built from matter fields) and spatiotemporal status of the dynamical metric field in both general relativity and perturbative string theory.     

Symmetries and the explanation of conservation laws in the light of the inverse problem in Lagrangian mechanics

Many have thought that symmetries of a Lagrangian explain the standard laws of energy, momentum, and angular momentum conservation in a rather straightforward way. In this paper, I argue that the explanation of conservation laws via symmetries of Lagrangians involves complications that have not been adequately noted in the philosophical literature and some of the physics literature on the subject. In fact, such complications show that the principles that are commonly appealed to to drive explanations of conservation laws are not generally correct without caveats. I hope here to give a clearer picture of the relationship between symmetries and conservation laws in Lagrangian mechanics via an examination of the bearing that results in the inverse problem in the calculus of variations have on this topic.     

The role of symmetry in the interpretation of physical theories

The symmetries of a physical theory are often associated with two things: conservation laws (via e.g. Noether׳s and Schur׳s theorems) and representational redundancies (“gauge symmetry”). But how can a physical theory׳s symmetries give rise to interesting (in the sense of non-trivial) conservation laws, if symmetries are transformations that correspond to no genuine physical difference? In this paper, I argue for a disambiguation in the notion of symmetry. The central distinction is between what I call “analytic” and “synthetic“ symmetries, so called because of an analogy with analytic and synthetic propositions. “Analytic“ symmetries are the turning of idle wheels in a theory׳s formalism, and correspond to no physical change; “synthetic“ symmetries cover all the rest. I argue that analytic symmetries are distinguished because they act as fixed points or constraints in any interpretation of a theory, and as such are akin to Poincaré׳s conventions or Reichenbach׳s ‘axioms of co-ordination’, or ‘relativized constitutive a priori principles’.     

Laws and meta-laws of nature: Conservation laws and symmetries

Symmetry principles are commonly said to explain conservation laws—and were so employed even by Lagrange and Hamilton, long before Noether's theorem. But within a Hamiltonian framework, the conservation laws likewise entail the symmetries. Why, then, are symmetries explanatorily prior to conservation laws? I explain how the relation between ordinary (i.e., first-order) laws and the facts they govern (a relation involving counterfactuals) may be reproduced one level higher: as a relation between symmetries and the ordinary laws they govern. In that event, symmetries are meta-laws; they are not mere byproducts of the dynamical and force laws. Symmetries then explain conservation laws whereas conservation laws lack the modal status to explain symmetries. I elaborate the variety of natural necessity that meta-laws would possess. Proposed metaphysical accounts of natural law should aim to accommodate the distinction between meta-laws and mere byproducts of the laws just as they must accommodate the distinction between laws and accidents.     

The priority of internal symmetries in particle physics

In this paper, I try to decipher the role of internal symmetries in the ontological maze of particle physics. The relationship between internal symmetries and laws of nature is discussed within the framework of “Platonic realism.” The notion of physical “structure” is introduced as representing a deeper ontological layer behind the observable world. I argue that an internal symmetry is a structure encompassing laws of nature. The application of internal symmetry groups to particle physics came about in two revolutionary steps. The first was the introduction of the internal symmetries of hadrons in the early 1960s. These global and approximate symmetries served as means of bypassing the dynamics. I argue that the realist could interpret these symmetries as ontologically prior to the hadrons. The second step was the gauge revolution in the 1970s, where symmetries became local and exact and were integrated with the dynamics. I argue that the symmetries of the second generation are fundamental in the following two respects: (1) According to the so-called “gauge argument,” gauge symmetry dictates the existence of gauge bosons, which determine the nature of the forces. This view, which has been recently criticized by some philosophers, is widely accepted in particle physics at least as a heuristic principle. (2) In view of grand unified theories, the new symmetries can be interpreted as ontologically prior to baryon matter.     

Comparing dualities and gauge symmetries

We discuss some aspects of the relation between dualities and gauge symmetries. Both of these ideas are of course multi-faceted, and we confine ourselves to making two points. Both points are about dualities in string theory, and both have the ‘flavour’ that two dual theories are ‘closer in content’ than you might think. For both points, we adopt a simple conception of a duality as an ‘isomorphism’ between theories: more precisely, as appropriate bijections between the two theories’ sets of states and sets of quantities.The first point (Section 3) is that this conception of duality meshes with two dual theories being ‘gauge related’ in the general philosophical sense of being physically equivalent. For a string duality, such as T-duality and gauge/gravity duality, this means taking such features as the radius of a compact dimension, and the dimensionality of spacetime, to be ‘gauge’.The second point (4 Gauge/gravity duality, 5 Some complications for gauge invariance, 6 Galileo׳s ship, (Local)) is much more specific. We give a result about gauge/gravity duality that shows its relation to gauge symmetries (in the physical sense of symmetry transformations that are spacetime-dependent) to be subtler than you might expect. For gauge theories, you might expect that the duality bijections relate only gauge-invariant quantities and states, in the sense that gauge symmetries in one theory will be unrelated to any symmetries in the other theory. This may be so in general; and indeed, it is suggested by discussions of Polchinski and Horowitz. But we show that in gauge/gravity duality, each of a certain class of gauge symmetries in the gravity/bulk theory, viz. diffeomorphisms, is related by the duality to a position-dependent symmetry of the gauge/boundary theory.     

An empirical approach to symmetry and probability

We often rely on symmetries to infer outcomes’ probabilities, as when we infer that each side of a fair coin is equally likely to come up on a given toss. Why are these inferences successful? I argue against answering this question with an a priori indifference principle. Reasons to reject such a principle are familiar, yet instructive. They point to a new, empirical explanation for the success of our probabilistic predictions. This has implications for indifference reasoning generally. I argue that a priori symmetries need never constrain our probability attributions, even for initial credences.     

The making of an intrinsic property: “Symmetry heuristics” in early particle physics

Mathematical invariances, usually referred to as “symmetries”, are today often regarded as providing a privileged heuristic guideline for understanding natural phenomena, especially those of micro-physics. The rise of symmetries in particle physics has often been portrayed by physicists and philosophers as the “application” of mathematical invariances to the ordering of particle phenomena, but no historical studies exist on whether and how mathematical invariances actually played a heuristic role in shaping microphysics. Moreover, speaking of an “application” of invariances conflates the formation of concepts of new intrinsic degrees of freedom of elementary particles with the formulation of models containing invariances with respect to those degrees of freedom. I shall present here a case study from early particle physics (ca. 1930–1954) focussed on the formation of one of the earliest concepts of a new degree of freedom, baryon number, and on the emergence of the invariance today associated to it. The results of the analysis show how concept formation and “application” of mathematical invariances were distinct components of a complex historical constellation in which, beside symmetries, two further elements were essential: the idea of physically conserved quantities and that of selection rules. I shall refer to the collection of different heuristic strategies involving selection rules, invariances and conserved quantities as the “SIC-triangle” and show how different authors made use of them to interpret the wealth of new experimental data. It was only a posteriori that the successes of this hybrid “symmetry heuristics” came to be attributed exclusively to mathematical invariances and group theory, forgetting the role of selection rules and of the notion of physically conserved quantity in the emergence of new degrees of freedom and new invariances. The results of the present investigation clearly indicate that opinions on the role of symmetries in fundamental physics need to be critically reviewed in the spirit of integrated history and philosophy of science.     

The emergence of selection rules and their encounter with group theory, 1913–1927

In today's quantum mechanics and quantum field theory, the observable signature of a symmetry is often sought in the form of a selection rule: a missing radiation frequency, a particle that does not decay in another one, a scattering process which fails to take place. The connection between selection rules and symmetries is effected thanks to the mathematical discipline of group theory. In the present paper, I will offer an overview of how the productive synergy between selection rules and group theory came to be. The first half of the work will be devoted to the emergence of the idea of spectroscopic selection rules in the context of the old quantum theory, showing how this notion was linked with an interpretive scheme of theoretical nature which, once combined with group theory, would bear many fruits. In the second part of the paper, I will focus on the actual encounter between selection rules and group theory, and on the person largely responsible for it: Eugene Wigner. I will attempt to reconstruct the path which led Wigner, of all people, to be the agent effecting this connection.     

Time isotropy,Lorentz transformation and inertial frames

Homogeneity of Euclidean space and time, spatial isotropy, principle of relativity and the existence of a finite speed limit (or its variants) are commonly believed to be the only axioms required for developing the special theory of relativity (Lorentz transformations). In this paper, however, it is pointed out that the Lorentz transformation for a boost cannot actually be derived without the explicit assumption of time isotropy (viz. time-reversal symmetry) which is logically independent of the other postulates of relativity. Postulating time isotropy also restores the symmetry between space and time in the postulates of relativity (i.e. time and space share the same symmetries then). Time isotropy also helps explain naturally one key general feature of the fundamental physical laws, viz. their time-reversal symmetry. But inertial frames are defined in influential texts as frames having space-time homogeneity and spatial isotropy only. Inclusion of time isotropy in that definition is thus suggested.     

Symmetries and the philosophy of language

In this paper, I consider the role of exact symmetries in theories of physics, working throughout with the example of gravitation set in Newtonian spacetime. First, I spend some time setting up a means of thinking about symmetries in this context; second, I consider arguments from the seeming undetectability of absolute velocities to an anti-realism about velocities; and finally, I claim that the structure of the theory licences (and perhaps requires) us to interpret models which differ only with regards to the absolute velocities of objects as depicting the same physical state of affairs. In defending this last claim, I consider how ideas and resources from the philosophy of language may usefully be brought to bear on this topic.     

A fractal forecasting model for financial time series

Financial market time series exhibit high degrees of non‐linear variability, and frequently have fractal properties. When the fractal dimension of a time series is non‐integer, this is associated with two features: (1) inhomogeneity—extreme fluctuations at irregular intervals, and (2) scaling symmetries—proportionality relationships between fluctuations over different separation distances. In multivariate systems such as financial markets, fractality is stochastic rather than deterministic, and generally originates as a result of multiplicative interactions. Volatility diffusion models with multiple stochastic factors can generate fractal structures. In some cases, such as exchange rates, the underlying structural equation also gives rise to fractality. Fractal principles can be used to develop forecasting algorithms. The forecasting method that yields the best results here is the state transition‐fitted residual scale ratio (ST‐FRSR) model. A state transition model is used to predict the conditional probability of extreme events. Ratios of rates of change at proximate separation distances are used to parameterize the scaling symmetries. Forecasting experiments are run using intraday exchange rate futures contracts measured at 15‐minute intervals. The overall forecast error is reduced on average by up to 7% and in one instance by nearly a quarter. However, the forecast error during the outlying events is reduced by 39% to 57%. The ST‐FRSR reduces the predictive error primarily by capturing extreme fluctuations more accurately. Copyright © 2004 John Wiley & Sons, Ltd.     

A partial elucidation of the gauge principle

The elucidation of the gauge principle “is the most pressing problem in current philosophy of physics” said Michael Redhead in 2003. This paper argues for two points that contribute to this elucidation in the context of Yang–Mills theories. (1) Yang–Mills theories, including quantum electrodynamics, form a class. They should be interpreted together. To focus on electrodynamics is potentially misleading. (2) The essential role of gauge and BRST symmetries is to provide a local field theory that can be quantized and would be equivalent to the quantization of the non-local reduced theory. If this is correct, the gauge symmetry is significant, not so much because it implies ontological consequences, but because it allows us to quantize theories that we would not be able to quantize otherwise. Thus, in the context of Yang–Mills theories, it is essentially a pragmatic principle. This does not seem to be the case for the gauge symmetry in general relativity.     

Quantum reality: A pragmaticized neo-Kantian approach

Despite remarkable efforts, it remains notoriously difficult to equip quantum theory with a coherent ontology. Hence, Healey (2017, 12) has recently suggested that “quantum theory has no physical ontology and states no facts about physical objects or events”, and Fuchs et al. (2014, 752) similarly hold that “quantum mechanics itself does not deal directly with the objective world”. While intriguing, these positions either raise the question of how talk of ‘physical reality’ can even remain meaningful, or they must ultimately embrace a hidden variables-view, in tension with their original project. I here offer a neo-Kantian alternative. In particular, I will show how constitutive elements in the sense of Reichenbach (1920) and Friedman (1999, 2001) can be identified within quantum theory, through considerations of symmetries that allow the constitution of a ‘quantum reality’, without invoking any notion of a radically mind-independent reality. The resulting conception will inherit elements from pragmatist and ‘QBist’ approaches, but also differ from them in crucial respects. Furthermore, going beyond the Friedmanian program, I will show how non-fundamental and approximate symmetries can be relevant for identifying constitutive principles.     

On broken symmetries and classical systems

Baker (2011) argues that broken symmetries pose a number of puzzles for the interpretation of quantum theories—puzzles which he claims do not arise in classical theories. I provide examples of classical cases of symmetry breaking and show that they have precisely the same features that Baker finds puzzling in quantum theories. To the extent that Baker is correct that the classical cases pose no puzzles, the features of the quantum case that Baker highlights should not be puzzling either.     

Fantastic Beasts and where (not) to find them: Local gravitational energy and energy conservation in general relativity

This paper critically examines energy-momentum conservation and local (differential) notions of gravitational energy in General Relativity (GR). On the one hand, I argue that energy-momentum of matter is indeed locally (differentially) conserved: Physical matter energy-momentum 4-currents possess no genuine sinks/sources. On the other hand, global (integral) energy-momentum conservation is contingent on spacetime symmetries. Local gravitational energy-momentum is found to be a supererogatory notion. Various explicit proposals for local gravitational energy-momentum are investigated and found wanting. Besides pseudotensors, the proposals considered include those of Lorentz and Levi-Civita, Pitts and Baker. It is concluded that the ontological commitment we ought to have towards gravitational energy in GR mimics the natural anti-realism/eliminativism towards apparent forces in Newtonian Mechanics.     

Prospects for a new account of time reversal

In this paper I draw the distinction between intuitive and theory-relative accounts of the time reversal symmetry and identify problems with each. I then propose an alternative to these two types of accounts that steers a middle course between them and minimizes each account׳s problems. This new account of time reversal requires that, when dealing with sets of physical theories that satisfy certain constraints, we determine all of the discrete symmetries of the physical laws we are interested in and look for involutions that leave spatial coordinates unaffected and that act consistently across our physical laws. This new account of time reversal has the interesting feature that it makes the nature of the time reversal symmetry an empirical feature of the world without requiring us to assume that any particular physical theory is time reversal invariant from the start. Finally, I provide an analysis of several toy cases that reveals differences between my new account of time reversal and its competitors.