Principle or constructive relativity

Appealing to Albert Einstein's distinction between principle and constructive theories, Harvey Brown has argued for an interpretation of the theory of relativity as a dynamic and constructive theory. Brown's view has been challenged by Michel Janssen and in this paper I investigate their dispute. I argue that their disagreement appears larger than it actually is due to the two frameworks used by Brown and Janssen to express their respective views: Brown's appeal to Einstein's principle–constructive distinction and Janssen's framing of the disagreement as one over the question whether relativity provides a kinematic or a dynamic constraint. I appeal to a distinction between types of theories drawn by H. A. Lorentz two decades before Einstein's distinction to argue that Einstein's distinction represents a false dichotomy. I argue further that the disagreement concerning the kinematics–dynamics distinction is a disagreement about labels but not about substance. There remains a genuine disagreement over the explanatory role of spacetime geometry and here I agree with Brown arguing that Janssen sees a pressing need for an explanation of Lorentz invariance where no further explanation is needed.     

Understanding,explanation, and unification

In this article I argue that there are two different types of understanding: the understanding we get from explanations, and the understanding we get from unification. This claim is defended by first showing that explanation and unification are not as closely related as has sometimes been thought. A critical appraisal of recent proposals for understanding without explanation leads us to discuss the example of a purely classificatory biology: it turns out that such a science can give us understanding of the world through unification of the phenomena, even though it does not give us any explanations. The two types of understanding identified in this paper, while strictly separate, do have in common that both consist in seeing how the individual phenomena of the universe hang together. Explanations give us connections between the phenomena through the asymmetric, ‘vertical’ relation of determination; unifications give us connections through the symmetric, ‘horizontal’ relation of kinship. We then arrive at a general definition of understanding as knowledge of connections between the phenomena, and indicate that there might be more than two types of understanding.     

Holism, physical theories and quantum mechanics

Motivated by the question what it is that makes quantum mechanics a holistic theory (if so), I try to define for general physical theories what we mean by `holism'. For this purpose I propose an epistemological criterion to decide whether or not a physical theory is holistic, namely: a physical theory is holistic if and only if it is impossible in principle to infer the global properties, as assigned in the theory, by local resources available to an agent. I propose that these resources include at least all local operations and classical communication. This approach is contrasted with the well-known approaches to holism in terms of supervenience. The criterion for holism proposed here involves a shift in emphasis from ontology to epistemology. I apply this epistemological criterion to classical physics and Bohmian mechanics as represented on a phase and configuration space respectively, and for quantum mechanics (in the orthodox interpretation) using the formalism of general quantum operations as completely positive trace non-increasing maps. Furthermore, I provide an interesting example from which one can conclude that quantum mechanics is holistic in the above mentioned sense, although, perhaps surprisingly, no entanglement is needed.     

Collaborative explanation,explanatory roles,and scientific explaining in practice

Scientific explanation is a perennial topic in philosophy of science, but the literature has fragmented into specialized discussions in different scientific disciplines. An increasing attention to scientific practice by philosophers is (in part) responsible for this fragmentation and has put pressure on criteria of adequacy for philosophical accounts of explanation, usually demanding some form of pluralism. This commentary examines the arguments offered by Fagan and Woody with respect to explanation and understanding in scientific practice. I begin by scrutinizing Fagan's concept of collaborative explanation, highlighting its distinctive advantages and expressing concern about several of its assumptions. Then I analyze Woody's attempt to reorient discussions of scientific explanation around functional considerations, elaborating on the wider implications of this methodological recommendation. I conclude with reflections on synergies and tensions that emerge when the two papers are juxtaposed and how these draw attention to critical issues that confront ongoing philosophical analyses of scientific explanation.     

Existence of macroscopic spatial superpositions in collapse theories

It is shown that the collapse dynamics in the CSL model will entangle two independent systems under certain conditions, and their state after collapse may be an entangled superposition of spatially separated states. However, since the conditions can hardly be satisfied in reality, the occurrence of such superpositions is very improbable, and thus collapse theories still provide a promising solution to the measurement problem.     

Can the constructive empiricist be a nominalist? Quasi-truth, commitment and consistency

In this paper, I explore Rosen’s (1994) ‘transcendental’ objection to constructive empiricism—the argument that in order to be a constructive empiricist, one must be ontologically committed to just the sort of abstract, mathematical objects constructive empiricism seems committed to denying. In particular, I assess Bueno’s (1999) ‘partial structures’ response to Rosen, and argue that such a strategy cannot succeed, on the grounds that it cannot provide an adequate metalogic for our scientific discourse. I conclude by arguing that this result provides some interesting consequences in general for anti-realist programmes in the philosophy of science.     

States of ignorance and ignorance of states: Examining the Quantum Principal Principle

Earman (2018) has recently argued that the Principal Principle, a principle of rationality connecting objective chance and credence, is a theorem of quantum probability theory. This paper critiques Earman's argument, while also offering a positive proposal for how to understand the status of the Principal Principle in quantum probability theory.     

Mechanisms, principles, and Lorentz's cautious realism

I show that Albert Einstein's distinction between principle and constructive theories was predated by Hendrik A. Lorentz's equivalent distinction between mechanism- and principle-theories. I further argue that Lorentz's views toward realism similarly prefigure what Arthur Fine identified as Einstein's “motivational realism.”     

Ordinary language philosophy,explanation, and the historical turn in philosophy of science

Taking a cue from remarks Thomas Kuhn makes in 1990 about the historical turn in philosophy of science, I examine the history of history and philosophy of science within parts of the British philosophical context in the 1950s and early 1960s. During this time, ordinary language philosophy's influence was at its peak. I argue that the ordinary language philosophers' methodological recommendation to analyze actual linguistic practice influences several prominent criticisms of the deductive-nomological model of scientific explanation and that these criticisms relate to the historical turn in philosophy of science. To show these connections, I primarily examine the work of Stephen Toulmin, who taught at Oxford from 1949 to 1954, and Michael Scriven, who completed a dissertation on explanation under Gilbert Ryle and R.B. Braithwaite in 1956. I also consider Mary Hesse's appeal to an ordinary language-influenced account of meaning in her account of the role of models and analogies in scientific reasoning, and W.H. Watson's Wittgensteinian philosophy of science, an early influence on Toulmin. I think there are two upshots to my historical sketch. First, it fills out details of the move away from logical positivism to more historical- and practice-focused philosophies of science. Second, questions about linguistic meaning and the proper targets and aims of philosophical analysis are part and parcel of the historical turn, as well as its reception. Looking at the philosophical background during which so-called linguistic philosophers also had a hand in bringing these questions to prominence helps us understand why.     

The autonomy of models and explanation: anomalous molecular rearrangements in early twentieth-century physical organic chemistry

During the 1930s and 1940s, American physical organic chemists employed electronic theories of reaction mechanisms to construct models offering explanations of organic reactions. But two molecular rearrangements presented enormous challenges to model construction. The Claisen and Cope rearrangements were predominantly inaccessible to experimental investigation and they confounded explanation in theoretical terms. Drawing on the idea that models can be autonomous agents in the production of scientific knowledge, I argue that one group of models in particular were functionally autonomous from the Hughes–Ingold theory. Cope and Hardy’s models of the Claisen and Cope rearrangements were resources for the exploration of the Hughes–Ingold theory that otherwise lacked explanatory power. By generating ‘how-possibly’ explanations, these models explained how these rearrangements could happen rather than why they did happen. Furthermore, although these models were apparently closely connected to theory in terms of their construction, I argue that partial autonomy issued in extra-logical factors concerning the attitudes of American chemists to the Hughes–Ingold theory. And in the absence of a complete theoretical hegemony, a degree of consensus was reached concerning modelling the Claisen rearrangement mechanism.     

The operational framework for quantum theories is both epistemologically and ontologically neutral

Operational frameworks are very useful to study the foundations of quantum mechanics, and are sometimes used to promote antirealist attitudes towards the theory. The aim of this paper is to review three arguments aiming at defending an antirealist reading of quantum physics based on various developments of standard quantum mechanics appealing to notions such as quantum information, non-causal correlations and indefinite causal orders. Those arguments will be discussed in order to show that they are not convincing. Instead, it is argued that there is conceptually no argument that could favour realist or antirealist attitudes towards quantum mechanics based solely on some features of some formalism. In particular, both realist and antirealist views are well accomodable within operational formulations of the theory. The reason for this is that the realist/antirealist debate is located at a purely epistemic level, which is not engaged by formal aspects of theories. As such, operational formulations of quantum mechanics are epistmologically and ontologically neutral. This discussion aims at clarifying the limits of the historical and methodological affinities between scientific antirealism and operational physics while engaging with recent discoveries in quantum foundations. It also aims at presenting various realist strategies to account for those developments.     

Subsystems and independence in relativistic microscopic physics

The analyzability of the universe into subsystems requires a concept of the “independence” of the subsystems, of which the relativistic quantum world supports many distinct notions which either coincide or are trivial in the classical setting. The multitude of such notions and the complex relations between them will only be adumbrated here. The emphasis of the discussion is placed upon the warrant for and the consequences of a particular notion of subsystem independence, which, it is proposed, should be viewed as primary and, it is argued, provides a reasonable framework within which to sensibly speak of relativistic quantum subsystems.     

Klein-Weyl's program and the ontology of gauge and quantum systems

We distinguish two orientations in Weyl's analysis of the fundamental role played by the notion of symmetry in physics, namely an orientation inspired by Klein's Erlangen program and a phenomenological-transcendental orientation. By privileging the former to the detriment of the latter, we sketch a group(oid)-theoretical program—that we call the Klein-Weyl program—for the interpretation of both gauge theories and quantum mechanics in a single conceptual framework. This program is based on Weyl's notion of a “structure-endowed entity” equipped with a “group of automorphisms”. First, we analyze what Weyl calls the “problem of relativity” in the frameworks provided by special relativity, general relativity, and Yang-Mills theories. We argue that both general relativity and Yang-Mills theories can be understood in terms of a localization of Klein's Erlangen program: while the latter describes the group-theoretical automorphisms of a single structure (such as homogenous geometries), local gauge symmetries and the corresponding gauge fields (Ehresmann connections) can be naturally understood in terms of the groupoid-theoretical isomorphisms in a family of identical structures. Second, we argue that quantum mechanics can be understood in terms of a linearization of Klein's Erlangen program. This stance leads us to an interpretation of the fact that quantum numbers are “indices characterizing representations of groups” ((Weyl, 1931a), p.xxi) in terms of a correspondence between the ontological categories of identity and determinateness.     

Causality and chance in relativistic quantum field theories

Bell appealed to the theory of relativity in formulating his principle of local causality. But he maintained that quantum field theories do not conform to that principle, even when their field equations are relativistically covariant and their observable algebras satisfy a relativistically motivated microcausality condition. A pragmatist view of quantum theory and an interventionist approach to causation prompt the reevaluation of local causality and microcausality. Local causality cannot be understood as a reasonable requirement on relativistic quantum field theories: it is unmotivated even if applicable to them. But microcausality emerges as a sufficient condition for the consistent application of a relativistic quantum field theory.     

Decision theory and information propagation in quantum physics

In recent papers, Zurek [(2005). Probabilities from entanglement, Born's rule p_k=|ψ_k|² from entanglement. Physical Review A, 71, 052105] has objected to the decision-theoretic approach of Deutsch [(1999) Quantum theory of probability and decisions. Proceedings of the Royal Society of London A, 455, 3129–3137] and Wallace [(2003). Everettian rationality: defending Deutsch's approach to probability in the Everett interpretation. Studies in History and Philosophy of Modern Physics, 34, 415–438] to deriving the Born rule for quantum probabilities on the grounds that it courts circularity. Deutsch and Wallace assume that the many worlds theory is true and that decoherence gives rise to a preferred basis. However, decoherence arguments use the reduced density matrix, which relies upon the partial trace and hence upon the Born rule for its validity. Using the Heisenberg picture and quantum Darwinism—the notion that classical information is quantum information that can proliferate in the environment pioneered in Ollivier et al. [(2004). Objective properties from subjective quantum states: Environment as a witness. Physical Review Letters, 93, 220401 and (2005). Environment as a witness: Selective proliferation of information and emergence of objectivity in a quantum universe. Physical Review A, 72, 042113]—I show that measurement interactions between two systems only create correlations between a specific set of commuting observables of system 1 and a specific set of commuting observables of system 2. This argument picks out a unique basis in which information flows in the correlations between those sets of commuting observables. I then derive the Born rule for both pure and mixed states and answer some other criticisms of the decision theoretic approach to quantum probability.     

Formal and physical equivalence in two cases in contemporary quantum physics

The application of analytic continuation in quantum field theory (QFT) is juxtaposed to T-duality and mirror symmetry in string theory. Analytic continuation—a mathematical transformation that takes the time variable t to negative imaginary time—it—was initially used as a mathematical technique for solving perturbative Feynman diagrams, and was subsequently the basis for the Euclidean approaches within mainstream QFT (e.g., Wilsonian renormalization group methods, lattice gauge theories) and the Euclidean field theory program for rigorously constructing non-perturbative models of interacting QFTs. A crucial difference between theories related by duality transformations and those related by analytic continuation is that the former are judged to be physically equivalent while the latter are regarded as physically inequivalent. There are other similarities between the two cases that make comparing and contrasting them a useful exercise for clarifying the type of argument that is needed to support the conclusion that dual theories are physically equivalent. In particular, T-duality and analytic continuation in QFT share the criterion for predictive equivalence that two theories agree on the complete set of expectation values and the mass spectra and the criterion for formal equivalence that there is a “translation manual” between the physically significant algebras of observables and sets of states in the two theories. The analytic continuation case study illustrates how predictive and formal equivalence are compatible with physical inequivalence, but not in the manner of standard underdetermination cases. Arguments for the physical equivalence of dual theories must cite considerations beyond predictive and formal equivalence. The analytic continuation case study is an instance of the strategy of developing a physical theory by extending the formal or mathematical equivalence with another physical theory as far as possible. That this strategy has resulted in developments in pure mathematics as well as theoretical physics is another feature that this case study has in common with dualities in string theory.     

Reduction and emergence in the fractional quantum Hall state

We present the fractional quantum Hall (FQH) effect as a candidate emergent phenomenon. Unlike some other putative cases of condensed matter emergence (such as thermal phase transitions), the FQH effect is not based on symmetry breaking. Instead FQH states are part of a distinct class of ordered matter that is defined topologically. Topologically ordered states result from complex long-ranged correlations between their constituent parts, such that the system displays strongly irreducible, qualitatively novel properties.     

Circularity,indispensability, and mathematical explanation in science

In this paper I consider the objection that the Enhanced Indispensability Argument (EIA) is circular and hence fails to support mathematical platonism. The objection is that the explanandum in any mathematical explanation of a physical phenomenon is itself identified using mathematical concepts. Hence the explanandum is only genuine if the truth of some mathematical theory is already presupposed. I argue that this objection deserves to be taken seriously, that it does sometimes undermine support for EIA, but that there is no reason to think that circularity is an unavoidable feature of mathematical explanation in science.     

Explanation,analyticity and constitutive principles in spacetime theories

Much discussion was inspired by the publication of Harvey Brown's book Physical Relativity and the so-called dynamical approach to Special Relativity there advocated. At the center of the debate there is the question about the nature of the relation between spacetime and laws or, more specifically, between spacetime symmetries and the symmetries of laws. Originally, the relation was mainly assumed to be explanatory and the dispute expressed in terms of the arrow of explanation – whether it goes from spacetime (symmetries) to (symmetries of) laws or vice-versa. Not everybody agreed with a setting that involves leaving ontology out. In a recent turn, the relation has been claimed to be analytical or definitional. In this paper I intend to examine critically this claim and propose a way to generally understand the relation between spacetime symmetries and symmetries of laws as deriving from constitutive principles.     

Localization and the interface between quantum mechanics, quantum field theory and quantum gravity II: The search of the interface between QFT and QG

The main topics of this second part of a two-part essay are some consequences of the phenomenon of vacuum polarization as the most important physical manifestation of modular localization. Besides philosophically unexpected consequences, it has led to a new constructive “outside-inwards approach” in which the pointlike fields and the compactly localized operator algebras which they generate only appear from intersecting much simpler algebras localized in noncompact wedge regions whose generators have extremely mild almost free field behavior.Another consequence of vacuum polarization presented in this essay is the localization entropy near a causal horizon which follows a logarithmically modified area law in which a dimensionless area (the area divided by the square of dR where dR is the thickness of a light-sheet) appears. There are arguments that this logarithmically modified area law corresponds to the volume law of the standard heat bath thermal behavior. We also explain the symmetry enhancing effect of holographic projections onto the causal horizon of a region and show that the resulting infinite dimensional symmetry groups contain the Bondi–Metzner–Sachs group. This essay is the second part of a partitioned longer paper.