Quantum sidelights on The Material Theory of Induction

John Norton's The Material Theory of Induction bristles with fresh insights and provocative ideas that provide a much needed stimulus to a stodgy if not moribund field. I use quantum mechanics (QM) as a medium for exploring some of these ideas. First, I note that QM offers more predictability than Newtonian mechanics for the Norton dome and other cases where classical determinism falters. But this ability of QM to partially cure the ills of classical determinism depends on facts about the quantum Hamiltonian operator that vary from case to case, providing an illustration of Norton's theme of the importance of contingent facts for inductive reasoning. Second, I agree with Norton that Bayesianism as developed for classical probability theory does not constitute a universal inference machine, and I use QM to explain the sense in which this is so. But at the same time I defend a brand of quantum Bayesianism as providing an illuminating account of how physicists' reasoning about quantum events. Third, I argue that if the probabilities induced by quantum states are regarded as objective chances then there are strong reasons to think that fair infinite lotteries are impossible in a quantum world.     

Is the classical limit “singular”?

We argue against claims that the classical ? → 0 limit is “singular” in a way that frustrates an eliminative reduction of classical to quantum physics. We show one precise sense in which quantum mechanics and scaling behavior can be used to recover classical mechanics exactly, without making prior reference to the classical theory. To do so, we use the tools of strict deformation quantization, which provides a rigorous way to capture the ? → 0 limit. We then use the tools of category theory to demonstrate one way that this reduction is explanatory: it illustrates a sense in which the structure of quantum mechanics determines that of classical mechanics.     

Quantum probability and many worlds

We discuss the meaning of probabilities in the many worlds interpretation of quantum mechanics. We start by presenting very briefly the many worlds theory, how the problem of probability arises, and some unsuccessful attempts to solve it in the past. Then we criticize a recent attempt by Deutsch to derive the quantum mechanical probabilities from the non-probabilistic parts of quantum mechanics and classical decision theory. We further argue that the Born probability does not make sense even as an additional probability rule in the many worlds theory. Our conclusion is that the many worlds theory fails to account for the probabilistic statements of standard (collapse) quantum mechanics.     

Why Be regular?, part I

We provide a novel perspective on “regularity” as a property of representations of the Weyl algebra. We first critique a proposal by Halvorson [2004, “Complementarity of representations in quantum mechanics”, Studies in History and Philosophy of Modern Physics 35 (1), pp. 45–56], who argues that the non-regular “position” and “momentum” representations of the Weyl algebra demonstrate that a quantum mechanical particle can have definite values for position or momentum, contrary to a widespread view. We show that there are obstacles to such an intepretation of non-regular representations. In Part II, we propose a justification for focusing on regular representations, pace Halvorson, by drawing on algebraic methods.     

Why be regular? Part II

We provide a novel perspective on “regularity” as a property of representations of the Weyl algebra. In Part I, we critiqued a proposal by Halvorson [2004, “Complementarity of representations in quantum mechanics”, Studies in History and Philosophy of Modern Physics 35 (1), pp. 45–56], who advocates for the use of the non-regular “position” and “momentum” representations of the Weyl algebra. Halvorson argues that the existence of these non-regular representations demonstrates that a quantum mechanical particle can have definite values for position or momentum, contrary to a widespread view. In this sequel, we propose a justification for focusing on regular representations, pace Halvorson, by drawing on algebraic methods.     

GRW as an ontology of dispositions

The paper argues that the formulation of quantum mechanics proposed by Ghirardi, Rimini and Weber (GRW) is a serious candidate for being a fundamental physical theory and explores its ontological commitments from this perspective. In particular, we propose to conceive of spatial superpositions of non-massless microsystems as dispositions or powers, more precisely propensities, to generate spontaneous localizations. We set out five reasons for this view, namely that (1) it provides for a clear sense in which quantum systems in entangled states possess properties even in the absence of definite values; (2) it vindicates objective, single-case probabilities; (3) it yields a clear transition from quantum to classical properties; (4) it enables to draw a clear distinction between purely mathematical and physical structures, and (5) it grounds the arrow of time in the time-irreversible manifestation of the propensities to localize.     

Is there a stability problem for Bayesian noncommutative probabilities?

A stability condition for Bayesian statistical inference, which Redei [(1992). When can non-commutative statistical inference be Bayesian? International Studies in the Philosophy of Science, 6, 129–132; (1998). Quantum logic in algebraic approach. Dordrecht: Kluwer Academic Publishers] formulated as a rationality constraint holding in classical probability theory, is shown to fail in quantum mechanics. That allegedly challenges a Bayesian interpretation of quantum probabilities. In this paper we demonstrate that Redei's argument does not apply to quantum mechanics. Moreover, we provide a solution to the problem of Bayesian noncommutative statistical inference arising from the violation of stability condition in general probability spaces.     

Einstein and the Kaluza–Klein particle

In his search for a unified field theory that could undercut quantum mechanics, Einstein considered five-dimensional classical Kaluza–Klein theory. He studied this theory most intensively during the years 1938–1943. One of his primary objectives was finding a non-singular particle solution. In the full theory this search got frustrated, and in the x⁵-independent theory Einstein, together with Pauli, argued it would be impossible to find these structures.     

The case for black hole thermodynamics part II: Statistical mechanics

I present in detail the case for regarding black hole thermodynamics as having a statistical-mechanical explanation in exact parallel with the statistical-mechanical explanation believed to underlie the thermodynamics of other systems. (Here I presume that black holes are indeed thermodynamic systems in the fullest sense; I review the evidence for that conclusion in the prequel to this paper.) I focus on three lines of argument: (i) zero-loop and one-loop calculations in quantum general relativity understood as a quantum field theory, using the path-integral formalism; (ii) calculations in string theory of the leading-order terms, higher-derivative corrections, and quantum corrections, in the black hole entropy formula for extremal and near-extremal black holes; (iii) recovery of the qualitative and (in some cases) quantitative structure of black hole statistical mechanics via the AdS/CFT correspondence. In each case I briefly review the content of, and arguments for, the form of quantum gravity being used (effective field theory; string theory; AdS/CFT) at a (relatively) introductory level: the paper is aimed at readers with some familiarity with thermodynamics, quantum mechanics and general relativity but does not presume advanced knowledge of quantum gravity. My conclusion is that the evidence for black hole statistical mechanics is as solid as we could reasonably expect it to be in the absence of a directly-empirically-verified theory of quantum gravity.     

Subjective probability and quantum certainty

In the Bayesian approach to quantum mechanics, probabilities—and thus quantum states—represent an agent's degrees of belief, rather than corresponding to objective properties of physical systems. In this paper we investigate the concept of certainty in quantum mechanics. Particularly, we show how the probability-1 predictions derived from pure quantum states highlight a fundamental difference between our Bayesian approach, on the one hand, and Copenhagen and similar interpretations on the other. We first review the main arguments for the general claim that probabilities always represent degrees of belief. We then argue that a quantum state prepared by some physical device always depends on an agent's prior beliefs, implying that the probability-1 predictions derived from that state also depend on the agent's prior beliefs. Quantum certainty is therefore always some agent's certainty. Conversely, if facts about an experimental setup could imply agent-independent certainty for a measurement outcome, as in many Copenhagen-like interpretations, that outcome would effectively correspond to a preexisting system property. The idea that measurement outcomes occurring with certainty correspond to preexisting system properties is, however, in conflict with locality. We emphasize this by giving a version of an argument of Stairs [(1983). Quantum logic, realism, and value-definiteness. Philosophy of Science, 50, 578], which applies the Kochen–Specker theorem to an entangled bipartite system.     

A remark on Fuchs’ Bayesian interpretation of quantum mechanics

Quantum mechanics is a theory whose foundations spark controversy to this day. Although many attempts to explain the underpinnings of the theory have been made, none has been unanimously accepted as satisfactory. Fuchs has recently claimed that the foundational issues can be resolved by interpreting quantum mechanics in the light of quantum information. The view proposed is that quantum mechanics should be interpreted along the lines of the subjective Bayesian approach to probability theory. The quantum state is not the physical state of a microscopic object. It is an epistemic state of an observer; it represents subjective degrees of belief about outcomes of measurements. The interpretation gives an elegant solution to the infamous measurement problem: measurement is nothing but Bayesian belief updating in a analogy to belief updating in a classical setting. In this paper, we analyze an argument that Fuchs gives in support of this latter claim. We suggest that the argument is not convincing since it rests on an ad hoc construction. We close with some remarks on the options left for Fuchs’ quantum Bayesian project.     

Decision theory and information propagation in quantum physics

In recent papers, Zurek [(2005). Probabilities from entanglement, Born's rule p_k=|ψ_k|² from entanglement. Physical Review A, 71, 052105] has objected to the decision-theoretic approach of Deutsch [(1999) Quantum theory of probability and decisions. Proceedings of the Royal Society of London A, 455, 3129–3137] and Wallace [(2003). Everettian rationality: defending Deutsch's approach to probability in the Everett interpretation. Studies in History and Philosophy of Modern Physics, 34, 415–438] to deriving the Born rule for quantum probabilities on the grounds that it courts circularity. Deutsch and Wallace assume that the many worlds theory is true and that decoherence gives rise to a preferred basis. However, decoherence arguments use the reduced density matrix, which relies upon the partial trace and hence upon the Born rule for its validity. Using the Heisenberg picture and quantum Darwinism—the notion that classical information is quantum information that can proliferate in the environment pioneered in Ollivier et al. [(2004). Objective properties from subjective quantum states: Environment as a witness. Physical Review Letters, 93, 220401 and (2005). Environment as a witness: Selective proliferation of information and emergence of objectivity in a quantum universe. Physical Review A, 72, 042113]—I show that measurement interactions between two systems only create correlations between a specific set of commuting observables of system 1 and a specific set of commuting observables of system 2. This argument picks out a unique basis in which information flows in the correlations between those sets of commuting observables. I then derive the Born rule for both pure and mixed states and answer some other criticisms of the decision theoretic approach to quantum probability.     

Holism, physical theories and quantum mechanics

Motivated by the question what it is that makes quantum mechanics a holistic theory (if so), I try to define for general physical theories what we mean by `holism'. For this purpose I propose an epistemological criterion to decide whether or not a physical theory is holistic, namely: a physical theory is holistic if and only if it is impossible in principle to infer the global properties, as assigned in the theory, by local resources available to an agent. I propose that these resources include at least all local operations and classical communication. This approach is contrasted with the well-known approaches to holism in terms of supervenience. The criterion for holism proposed here involves a shift in emphasis from ontology to epistemology. I apply this epistemological criterion to classical physics and Bohmian mechanics as represented on a phase and configuration space respectively, and for quantum mechanics (in the orthodox interpretation) using the formalism of general quantum operations as completely positive trace non-increasing maps. Furthermore, I provide an interesting example from which one can conclude that quantum mechanics is holistic in the above mentioned sense, although, perhaps surprisingly, no entanglement is needed.     

From canonical transformations to transformation theory, 1926–1927: The road to Jordan's Neue Begründung

We sketch the development from matrix mechanics as formulated in the Dreimännerarbeit of Born, Heisenberg, and Jordan, completed in late 1925, to transformation theory developed independently by Jordan and Dirac in late 1926. Focusing on Jordan, we distinguish three strands in this development: the implementation of canonical transformations in matrix mechanics (the main focus of our paper), the clarification of the relation between the different forms of the new quantum theory (matrix mechanics, wave mechanics, q-numbers, and operator calculus), and the generalization of Born's probability interpretation of the Schrödinger wave function. These three strands come together in a two-part paper by Jordan published in 1927, “On a new foundation [neue Begründung] of quantum mechanics.”     

On the verge of <Emphasis Type="Italic">Umdeutung</Emphasis> in Minnesota: Van Vleck and the correspondence principle. Part one

In October 1924, The Physical Review, a relatively minor journal at the time, published a remarkable two-part paper by John H. Van Vleck, working in virtual isolation at the University of Minnesota. Using Bohr’s correspondence principle and Einstein’s quantum theory of radiation along with advanced techniques from classical mechanics, Van Vleck showed that quantum formulae for emission, absorption, and dispersion of radiation merge with their classical counterparts in the limit of high quantum numbers. For modern readers Van Vleck’s paper is much easier to follow than the famous paper by Kramers and Heisenberg on dispersion theory, which covers similar terrain and is widely credited to have led directly to Heisenberg’s Umdeutung paper. This makes Van Vleck’s paper extremely valuable for the reconstruction of the genesis of matrix mechanics. It also makes it tempting to ask why Van Vleck did not take the next step and develop matrix mechanics himself. This paper was written as part of a joint project in the history of quantum physics of the Max Planck Institut für Wissenschaftsgeschichte and the Fritz-Haber-Institut in Berlin.     

Self-induced decoherence: a new approach

According to Zurek, decoherence is a process resulting from the interaction between a quantum system and its environment; this process singles out a preferred set of states, usually called “pointer basis”, that determines which observables will receive definite values. This means that decoherence leads to a sort of selection which precludes all except a small subset of the states in the Hilbert space of the system from behaving in a classical manner: environment-induced-superselection—einselection—is a consequence of the process of decoherence. The aim of this paper is to present a new approach to decoherence, different from the mainstream approach of Zurek and his collaborators. We will argue that this approach offers conceptual advantages over the traditional one when problems of foundations are considered; in particular, from the new perspective, decoherence in closed quantum systems becomes possible and the preferred basis acquires a well founded definition.     

The puzzle of canonical transformations in early quantum mechanics

The essential role of classical mechanics in the “old quantum theory” is well known. With the rise of a genuine quantum formalism, classical analogies remained a powerful heuristic tool. However, classical insights soon proved problematic, and in some cases, even counterproductive. The case of the implementation of quantum canonical transformations provides a distinguished case study for the historian studying the circumstances which led to the transformation theory of London, Dirac and Jordan.The attempts to use canonical transformations in strict analogy to classical practice met serious difficulties as soon as one tried to accommodate the action-angle scheme. At some point, the very consistency of quantization went addressed because of the unclear quantum equivalence of classically equivalent Hamiltonians.The early attempts, often beset with ill-defined problems, are illustrative of the lack of understanding of the underlying mathematical scheme. The latter had to be properly appraised before the problem of the meaning of changing variables in quantum theory could be solved. This is why the latter proved instrumental in the discovery of transformation theory.Some of the problems which arose then are still highly instructive from the foundational point of view, and worth to be rediscovered, beyond their historical interest.     

Quantum propensities

This paper reviews four attempts throughout the history of quantum mechanics to explicitly employ dispositional notions in order to solve the quantum paradoxes, namely: Margenau's latencies, Heisenberg's potentialities, Maxwell's propensitons, and the recent selective propensities interpretation of quantum mechanics. Difficulties and challenges are raised for all of them, and it is concluded that the selective propensities approach nicely encompasses the virtues of its predecessors. Finally, some strategies are discussed for reading similar dispositional notions into two other well-known interpretations of quantum mechanics, namely the GRW interpretation and Bohmian mechanics.     

Non-integrability and mixing in quantum systems: On the way to quantum chaos

In spite of the increasing attention that quantum chaos has received from physicists in recent times, when the subject is considered from a conceptual viewpoint the usual opinion is that there is some kind of conflict between quantum mechanics and chaos. In this paper we follow the program of Belot and Earman, who propose to analyze the problem of quantum chaos as a particular case of the classical limit of quantum mechanics. In particular, we address the problem on the basis of our account of the classical limit, which in turn is grounded on the self-induced approach to decoherence. This strategy allows us to identify the conditions that a quantum system must satisfy to lead to non-integrability and to mixing in the classical limit.