| 论金融控股公司风险监管法律制度 |
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| 引用本文： | 刘雯.论金融控股公司风险监管法律制度[J].山西科技,2007(3):19-20,22. |
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| 作者姓名： | 刘雯 |
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| 作者单位： | 湖南大学法学院,410082 |
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| 摘 要： | 金融控股公司作为金融业多元化经营的一种载体蕴含着监管盲区、资本安全、内部交易及风险集中等诸多特殊的新风险。我国应从金融本土资源出发，参考国际上的先进经验，完善金融控股公司风险监管法律制度，具体包括：树立为创新而监管的理念，渐进式地改革金融监管模式，完善内控制度，适当限制内部交易等。
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| 关 键 词： | 金融控股公司 风险 启示 |
| 文章编号： | 1004-6429（2007）03-0019-03 |
| 修稿时间： | 2007-02-05 |
On the Legal System of Risk Supervision of Financial Holding Companies |
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| Liu Wen.On the Legal System of Risk Supervision of Financial Holding Companies[J].Shanxi Science and Technology,2007(3):19-20,22. |
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| Authors: | Liu Wen |
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| Abstract: | Financial holding companies are carriers of multiple financial management, but there are blind spots, such capital security, internal transaction and intensive rises. China should take our capital resources into consideration, consult advanced experience abroad and improve the legal system of risk supervision of financial holding companies, including supervision idea for innovation, gradual reform of the supervision mode, improvement of internal control and suitable limitation of internal transactions. |
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| Keywords: | financial holding company risk revelation |
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