| 国际证券业规制的新特点及对我国的启示 |
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| 引用本文： | 李强,魏旭阳.国际证券业规制的新特点及对我国的启示[J].沈阳大学学报,2005,17(3):17-21. |
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| 作者姓名： | 李强 魏旭阳 |
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| 作者单位： | 沈阳大学,经济学院,辽宁,沈阳,110041 |
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| 摘 要： | 20世纪90年代开始，国际证券业规制呈现出一些新特点，包括目标从注重证券业的安全转向注重效率、体制从机构规制转向功能规制、内容上既放松经济性规制又强化审慎性规制等。这些新特点给我国带来重视证券业的内部控制制度及结合中国的客观实际应慎重对待混业经营等启示。
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| 关 键 词： | 证券业 规制 新特点 启示 |
| 文章编号： | 1008-9225(2005)03-0017-05 |
| 收稿时间： | 01 14 2005 12:00AM |
| 修稿时间： | 2005年1月14日 |
New Characteristic of International Securities Business Structure and Enlightenment of China |
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| LI Qiang,WEI Xuyang.New Characteristic of International Securities Business Structure and Enlightenment of China[J].Journal of Shenyang University,2005,17(3):17-21. |
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| Authors: | LI Qiang WEI Xuyang |
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| Abstract: | The international securities business structure shows some new characteristic since 1900s, such as the goal is from paying attention to safely to pay attention to efficiency, the system is turned from organization's structure to the function structure, the economic of the content structure is loosened as well as the discretion structure is strengthened, etc. These new characteristics bring to our country some enlightenment; those are, paying attention to the internal control system of the securities business, and treating mixed operation cautiously combining with the reality of Chinese, etc. |
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| Keywords: | securities business structure new characteristic enlightenment |
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