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涉诉信访博弈模型构建与风险防范策略研究
引用本文:李雪蓉,王小新,乔晗.涉诉信访博弈模型构建与风险防范策略研究[J].系统工程理论与实践,2016,36(1):127-135.
作者姓名:李雪蓉  王小新  乔晗
作者单位:1. 中国科学院大学 经济与管理学院, 北京 100190;2. 中国科学院大学 数据挖掘与知识管理重点实验室, 北京 100190
基金项目:国家自然科学基金(71003057, 71373262, 71390330, 71390331)
摘    要:涉诉信访工作具有复杂性、敏感性等特点,办理工作稍有不慎即会引发危害人民群众生命财产安全的社会问题.本文首次应用博弈论方法分析涉诉信访的风险防范策略,运用不完全信息静态博弈模型分析上访风险事件之前人民法院的案件审理决策;运用不完全信息动态博弈模型分析上访风险事件之后人民法院的初访接访决策.通过求解博弈均衡结果分析得出,人民法院现有的审理接访策略存在不合理因素,建立科学的风险预警体系可以防范涉诉信访风险,有效配置司法资源.本文以人民法院为视角,将博弈论模型均衡结果与风险预警模型相结合,创新性地提出了在司法资源约束下防范涉诉信访风险的应对策略.

关 键 词:涉诉信访  动态博弈  不完全信息  风险防范  
收稿时间:2015-03-22

Analysis on the risk prevention strategies of prosecution-related letters and visits based on game theory models
LI Xuerong,WANG Xiaoxin,QIAO Han.Analysis on the risk prevention strategies of prosecution-related letters and visits based on game theory models[J].Systems Engineering —Theory & Practice,2016,36(1):127-135.
Authors:LI Xuerong  WANG Xiaoxin  QIAO Han
Institution:1. School of Economics & Management, University of Chinese Academy of Sciences, Beijing 100190, China;2. Key Laboratory of Big Data Mining and Knowledge Management, Chinese Academy of Sciences, Beijing 100190, China
Abstract:Because of the complexity, sensitivity and high-risk of prosecution-related letters and visits, any carelessness in reception could cause social problems of harm to people's lives and property safety. This paper is the first attempting to analyze risk prevention strategies of prosecution-related letters and visits using game theory models. Static game models of incomplete information are established to analyze trial strategies; dynamic game models of incomplete information are established to analyze reception strategies. The equilibrium outcomes show that there exist unreasonable factors in the reception strategies of the People's Court, and scientific early warning systems could prevent risk of prosecution-related letters and visits, and efficiently allocate judicial resources. In the perspective of the People's Court, this paper combines equilibrium outcomes of games and risk early warning models, and proposes risk prevention and coping strategies of prosecution-related letters and visits.
Keywords:prosecution-related letters and visits  dynamic game  incomplete information  risk prevention
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